Skip to Content
Serving Clients Nationwide
Patrick  Gaffney Photo
Patrick Gaffney


Patrick Gaffney

Securities Arbitration and Litigation

With many attorneys to choose from, it can be difficult to determine where to turn when you have suffered losses due to broker misconduct, been notified of a regulatory investigation, or have an employment dispute involving compensation, bonus, promissory note, or termination/U-5 issues. Patrick Gaffney is highly experienced in representing defendants in securities arbitration and regulatory matters and is now fully committed to using his vast experience to the benefit of individuals seeking financial compensation for their losses, and just treatment from regulators and employers.

Your initial consultation with Patrick Gaffney is free. Our firm works on an hourly basis and also, at times, on a contingency fee basis. This means that in some situations, we charge nothing but costs incurred unless we are successful in securing a financial settlement, award or judgment on our client’s behalf. Although we are based in New York City, we can handle securities arbitration and regulatory and employment matters throughout the entire U.S.

Education and Work Experience


Georgetown University Law Center J.D., 1987
Georgetown University B.A., cum laude, 1984

Work History

Crowell & Moring, LLP, New York, NY
Counsel, White Collar & Securities Litigation Practice Group
2007 to 2009

Prudential Equity Group, LLC, New York, NY
Senior Vice President, Corporate Counsel
2003 to 2007

Prudential Securities Incorporated, New York, NY
Senior Vice President, Associate General Counsel
1994 to 2003

Kelley Drye & Warren, New York, NY
Associate, Litigation Department
1987 to 1994

Bar Admissions

New York, 1988
U.S. District Court, Southern District of New York, 1988
U.S. District Court, Eastern District of New York, 1988

Why select Patrick Gaffney to be your Securities Litigation Lawyer?

It is important to have the right lawyer at your side if you are considering taking legal action against your brokerage firm for investment or employer misconduct, or have been notified of a regulatory inquiry. The brokerage firm will have top legal representation of its own, and as such, it is critical that your lawyer have the securities industry experience and arbitration/litigation skills to confront these large firms.

With his extensive experience in securities arbitration and regulatory matters, attorney Patrick Gaffney will protect your legal rights and advance your interests.

Contact securities litigation attorney Patrick Gaffney to learn more about your case.

Contact Us for Your Consultation

  • Please enter your first name.
  • Please enter your last name.
  • Please enter your phone number.
    This isn't a valid phone number.
  • Please enter your email address.
    This isn't a valid email address.
  • Please make a selection.
  • Please enter a message.
  • By submitting, you agree to be contacted about your request & other information using automated technology. Message frequency varies. Msg & data rates may apply. Text STOP to cancel. Acceptable Use Policy